A Practitioner's Guide to Individual Conduct and Accountability in Financial Services Firms
Download or Read eBook A Practitioner's Guide to Individual Conduct and Accountability in Financial Services Firms PDF written by Peter Snowdon and published by . This book was released on 2016-06-24 with total page 636 pages. Available in PDF, EPUB and Kindle.
Author | : Peter Snowdon |
Publisher | : |
Total Pages | : 636 |
Release | : 2016-06-24 |
ISBN-10 | : 0414050738 |
ISBN-13 | : 9780414050730 |
Rating | : 4/5 (38 Downloads) |
Book Synopsis A Practitioner's Guide to Individual Conduct and Accountability in Financial Services Firms by : Peter Snowdon
Book excerpt: This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions, from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and the text will include checklists and case studies